Securities Act

Our member institutions are governed by the Securities Industries Act 1995.

However a Securities Bill is currently in train for proclamation in Parliament. SDATT’s Government/Regulatory Committee has analysed the Bill in its current form and delivered its suggestions for improvements to the Minister of Finance, the Securities and Exchange Commission, and all other stakeholders.

The bill in its current form can be found here.

SDATT’s submission to the Minister of Finance is reproduced here.

The Securities Act 2012 can be found here.

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